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Reshuffles or Dismissals? The Logic of Elite Management and Autocratic Survival

WP 78/2 pp. 207-250 2026-04-01

Original

Reshuffles or Dismissals? The Logic of Elite Management and Autocratic Survival

Alexander Baturo, Roman-Gabriel Olar

Abstract

abstract: Co-optation and repression are central to understanding authoritarian power sharing, but how autocrats implement these strategies with individual elites remains underexplored. The article proposes a theoretical framework conceptualizing dictators as managers of their ruling coalitions who routinely appoint, dismiss, promote, demote, shuffle, or reappoint elites for a mixture of strategic, nonstrategic, or even mundane reasons. The authors argue that autocrats have agency in choosing between dismissals and reshuffles as general elite management strategies. In the process, they alter the information environment and elite incentives with consequences for their own survival. Although dismissals as a general policy reduce elites' power, they also increase intraregime conflict and uncertainty and tend to have adverse effects on ruler survival. In contrast, reshuffles prevent elite coordination but ensure that elites have a stake in regime continuity. These arguments are tested using novel measures of dismissals and reshuffles in autocratic regimes and communist politburos while also considering the mechanisms and alternative explanations driving the results. The findings suggest that autocratic survival relies more on mundane and nonviolent elite management than seen in the predominantly conflictual accounts of authoritarian politics.

中文

改组还是免职?精英管理的逻辑与威权存续

Alexander Baturo, Roman-Gabriel Olar

摘要

吸纳与镇压是理解威权权力分享的核心,但威权统治者如何对个体精英实施这些策略仍缺乏充分探讨。本文提出一个理论框架,将独裁者概念化为其统治联盟的管理者;他们出于战略、非战略甚至日常性原因的混合,经常任命、免职、提拔、降职、改组或重新任命精英。作者认为,威权统治者在选择免职还是改组作为总体精英管理策略时具有能动性。在此过程中,他们改变信息环境和精英激励,并对其自身生存产生影响。尽管免职作为一种总体政策会削弱精英权力,但它也会增加政权内部冲突与不确定性,并往往对统治者生存产生不利影响。相较之下,改组可防止精英协调,但确保精英在政权延续中拥有利益。本文使用关于威权政体和共产主义政治局中免职与改组的新颖测量来检验这些论点,同时还考察驱动结果的机制和替代解释。研究结果表明,威权生存比威权政治中占主导的冲突性叙述所显示出的更依赖于日常且非暴力的精英管理。

关键词

威权政体、精英管理、人事改组、免职、政权生存、权力分享、统治联盟