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Serving the public or checking boxes? Exploring motivations for overcompliance in policy implementation

PMR pp. 1-34 2026-04-05

Original

Serving the public or checking boxes? Exploring motivations for overcompliance in policy implementation

Xue Gao, Quanfeng Shu, Hongtao Yi

Abstract

Policy implementation research has examined why street-level bureaucrats do not comply with higher-level directives; however, it has paid far less attention to why they overcomply and what this means for policy outcomes. This study addresses this gap by theorizing two competing drivers of overcompliance and analysing China’s national Solar Photovoltaic for Poverty Alleviation Program. We find that formalism is positively associated with overcompliance, while the effect of public-interest commitment is conditional on formalism. The results advance research on policy implementation and public service motivation by showing how intrinsic motivation and organizational norms interact to shape overcompliance and influence policy outcomes.

中文

服务公众还是应付差事?政策执行中的过度遵从动机探究

Xue Gao, Quanfeng Shu, Hongtao Yi

摘要

政策执行研究已考察了基层官僚为何不遵从上级指令;然而,它对基层官僚为何过度遵从以及这对政策结果意味着什么关注甚少。本研究通过理论化过度遵从的两种竞争性驱动因素,并分析中国国家光伏扶贫计划,填补这一空白。我们发现,形式主义与过度遵从正相关,而公共利益承诺的效应以形式主义为条件。研究结果推进了政策执行与公共服务动机研究,表明内在动机与组织规范如何互动以塑造过度遵从并影响政策结果。

关键词

政策执行、过度遵从、形式主义、公共利益承诺、公共服务动机、基层官僚、光伏扶贫、中国