Original
Understanding Accountability in AI Use Within the Public Sector: Insights From State Governments in the United States
Abstract
ABSTRACT Recent research has examined various aspects of the government's use of artificial intelligence (AI), including its implications for accountability as well as the policy and management recommendations proposed to address some related concerns. However, two important gaps remain and need further empirical exploration. First, it is unclear why accountability in AI‐based system use is viewed as such a critical issue. Second, it is uncertain to what extent existing policy and management recommendations from academia are reflected in government policies. This study aims to bridge these gaps by empirically investigating how the public sector addresses accountability in the use of AI‐based systems. Based on an analysis of policy documents related to AI‐based systems from 32 U.S. states, our findings show why accountability matters, who is being held accountable to whom, by what standards, and with what consequences from a practical perspective. Furthermore, we identify several research‐practice gaps that merit further exploration.
中文
理解公共部门人工智能使用中的问责制:来自美国州政府的洞见
摘要
近期研究考察了政府使用人工智能(AI)的各个方面,包括其对问责制的影响,以及为应对某些相关问题而提出的政策与管理建议。然而,仍存在两个重要空白,需要进一步的实证探索。第一,尚不清楚为何基于AI的系统使用中的问责被视为如此关键的问题。第二,现有来自学术界的政策与管理建议在多大程度上反映在政府政策中仍不确定。本研究旨在通过实证考察公共部门如何处理基于AI的系统使用中的问责来弥合这些空白。基于对美国32个州有关基于AI系统的政策文件的分析,我们的研究从实践视角展示了问责为何重要、谁在向谁问责、依据何种标准以及产生何种后果。此外,我们识别出若干值得进一步探索的研究—实践差距。
关键词
人工智能、问责制、公共部门、州政府、美国、政策文件、AI治理、研究—实践差距