Original
Bureaucratic turnover under new governments: the moderating effect of bureaucratic and political layering
Abstract
Abstract Politically motivated personnel turnover affects government bureaucracy’s legitimacy and performance. To understand the conditions of meritocracy, the article explores how variability in hierarchy moderates the effect of government transitions on bureaucratic turnover. Event history analysis of the careers of 948 Norwegian senior bureaucrats (1884–2024) reveals that the organizational layers separating bureaucrats from ministers moderate the effect of government change differently depending on the layer’s political or bureaucratic nature. Bureaucrats directly exposed to political appointees experience heightened turnover during government transitions, while the turnover of bureaucrats separated from appointees by an intervening layer of career employees is unaffected by government transitions. Further analysis of different time periods and senior bureaucratic roles shows that layering alone does not fully explain political influence on bureaucratic careers. Positions must be hierarchically exposed (lacking intervening bureaucratic layers), functionally politicized (involved in tasks that are strategically important to political leadership), and subject to administrative politicization (by being under the purview of political appointees) to be vulnerable to politically motivated turnover. The article advances scholarship on the politicization of senior bureaucrats in merit bureaucracies by examining 140 years of politically induced turnover through a theory of how layering moderates political dynamics.
中文
新政府下的官僚更替:官僚分层与政治分层的调节效应
摘要
出于政治动机的人事更替会影响政府官僚制的合法性与绩效。为理解贤能制的条件,本文探讨层级差异如何调节政府更迭对官僚更替的影响。对948名挪威高级官僚职业生涯(1884—2024年)的事件史分析显示,将官僚与部长隔开的组织层级会依据该层级的政治性或官僚性而不同地调节政府更迭的效应。直接暴露于政治任命者的官僚在政府更迭期间经历更高的更替率,而与任命者之间隔着一层职业雇员的官僚,其更替不受政府更迭影响。对不同时期和高级官僚职位的进一步分析表明,仅靠分层并不能完全解释政治对官僚职业生涯的影响。职位必须同时具备层级暴露性(缺乏中间官僚层级)、职能政治化(参与对政治领导层具有战略重要性的任务),并受到行政政治化(处于政治任命者管辖范围之内),才会容易受到政治动机驱动的更替。本文通过提出分层如何调节政治动态的理论,考察140年间政治诱发的更替,推进了关于贤能官僚制中高级官僚政治化的研究。
关键词
官僚更替、政府更迭、政治化、官僚分层、政治分层、贤能制、挪威、高级官僚