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Meritocracy and Autocratic Power-Sharing: A Historical Perspective

JOP

2026-04-17

Original

Meritocracy and Autocratic Power-Sharing: A Historical Perspective

Clair Yang, Yasheng Huang, Zhaomin Li

Abstract

This paper proposes meritocracy as a power-sharing institution in authoritarian regimes, particularly in weakly institutionalized environments. Contrary to what Enlightenment scholars believed, our evidence shows that meritocratic institutions were not uncommon in historical states and were often associated with absolute rulers. Using a formal model, we demonstrate that meritocracy benefits rulers by enabling them to co-opt high-ability agents, and it can remain credible even without third-party enforcement mechanisms. Unlike other power-sharing institutions, such as parliaments, which function more effectively under weaker rulers, meritocracy is more likely to emerge endogenously under strong rulers and remains self-reinforcing over time. We test these theoretical predictions using historical case studies and empirical analysis of a panel of 289 historical polities. The results confirm a positive association between meritocracy and autocracy. We believe that meritocracy can fill the gap in the literature to explain power-sharing in many historical absolute regimes.

中文

贤能制与威权权力分享:历史视角

Clair Yang, Yasheng Huang, Zhaomin Li

摘要

本文提出,贤能制是威权政体中的一种权力分享制度,尤其是在制度化程度较弱的环境中。与启蒙学者的看法相反,我们的证据表明,贤能制度在历史国家中并不少见,并且常常与绝对统治者相联系。通过一个正式模型,我们表明贤能制有利于统治者,因为它使统治者能够吸纳高能力的代理人,而且即使没有第三方执行机制,它也能保持可信性。与其他权力分享制度(如议会,在较弱的统治者下更有效)不同,贤能制更可能在强势统治者下内生出现,并随时间推移保持自我强化。我们利用历史案例研究和对289个历史政体构成的面板数据进行实证分析,检验这些理论预测。结果证实,贤能制与威权统治之间存在正相关关系。我们认为,贤能制可以填补文献空白,用以解释许多历史上绝对主义政体中的权力分享。

关键词

贤能制、权力分享、威权政体、历史政体、正式模型、制度可信性、精英吸纳、绝对统治